Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Principal SmallCap Fund Class R6 # in their Schedule of Assets, totaling $398K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | BAKER BOOK HOUSE COMPANY BAKER BOOK HOUSE EMPLOYEES' PROFIT SHARING PLAN | ADA MI | 204 | $21.9M | $230K |
| 2 | PRAXIS PRECISION MEDICINES, INC. PRAXIS 401(K) PLAN | BOSTON MA | 105 | $17.4M | $95K |
| 3 | MANTIS INNOVATION, LLC MANTIS INNOVATION 401(K) PROFIT SHARING PLAN AND TRUST |
HOUSTON TX |
| 247 |
| $16.2M |
| $73K |