Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 11 U.S. retirement plans report holding Principal* Small Cap Growth in their Schedule of Assets, totaling $4.2M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | SERRA AUTOMOTIVE, INC. SERRA AUTOMOTIVE 401(K) PLAN & TRUST | FENTON MI | 2,990 | $150.6M | $1.4M |
| 2 | AXIOS INCORPORATED AXIOS INCORPORATED MULTIPLE EMPLOYER RETIREMENT SAVINGS PLAN AND TRUST | GRAND RAPIDS MI | 5,070 | $63.4M | $1.0M |
| 3 | GRANGES AMERICAS INC. GRANGES AMERICAS INC. SAVINGS PLAN | FRANKLIN TN | 905 | $97.9M | $711K |
| 4 | TUFF SHED, INC. TUFF SHED, INC. EMPLOYEE 401(K) PLAN | DENVER CO | 1,328 | $51.6M | $525K |
| 5 | UES, INC. UES, INC. 401(K) PLAN | DAYTON OH | 289 | $36.4M | $178K |
| 6 | JACK SCHMITT FAMILY OF DEALERSHIPS, INC. JACK SCHMITT FAMILY OF DEALERSHIPS, INC. 401(K) PLAN | O FALLON IL | 146 | $19.3M | $89K |
| 7 | MONTECITO BANK AND TRUST MB&T SALARY SAVING PLAN | SANTA BARBARA CA | 273 | $45.9M | $72K |
| 8 | IDAHO COLLEGE OF OSTEOPATHIC MEDICINE, LLC IDAHO COLLEGE OF OSTEOPATHIC MEDICINE 401(K) PROFIT SHARING PLAN | MERIDAN ID | 171 | $11.7M | $64K |
| 9 | SLMP, LLC STATLAB 401(K) PLAN | MCKINNEY TX | 279 | $13.9M | $26K |
| 10 | LAKELAND UNIVERSITY LAKELAND UNIVERSITY RETIREMENT PLAN 403(B) | PLYMOUTH WI | 323 | $55.0M | $25K |
