Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Principal Small-Cap Growth Mutual Fund NR in their Schedule of Assets, totaling $760K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | AUTOFOCUS, INC. AUTOFOCUS, INC. 401(K) PLAN | LAKE HAVASU CITY AZ | 257 | $27.7M | $315K |
| 2 | PIERRE ENTERPRISES, INC. PIERRE ENTERPRISES, INC. 401(K) PLAN | SEATTLE WA | 341 | $16.9M | $262K |
| 3 | AL BAUMANN CHEVROLET BUICK, INC. AL BAUMANN CHEVROLET BUICK, INC. 401(K) PLAN |
FREMONT OH |
| 234 |
| $17.1M |
| $183K |