Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Principal Mid Cap S&P 400 Index SA-Z Pooled separate accounts in their Schedule of Assets, totaling $3.1M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | PON NORTH AMERICA, INC. PON NORTH AMERICA INC. DEFINED CONTRIBUTION PLAN | HOUSTON TX | 1,724 | $117.8M | $2.2M |
| 2 | MVM, INC. MVM, INC. 401(K) SAVINGS PLAN | ASHBURN VA | 3,582 | $83.2M | $518K |
| 3 | INDEPENDENCE REHAB, LLC INDEPENDENCE REHAB, LLC 401(K) PROFIT SHARING PLAN |
PROVO UT |
| 1,332 |
| $22.7M |
| $455K |
