Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 2 U.S. retirement plans report holding Principal Mid Cap S&P 400 Index Fund Pooled separate accounts in their Schedule of Assets, totaling $2.2M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | WACHTER, INC. WACHTER EMPLOYEES' 401(K) PROFIT SHARING PLAN | LENEXA KS | 1,464 | $79.9M | $1.3M |
| 2 | KERN OIL & REFINING CO. KERN OIL & REFINING CO. PROFIT SHARING PLAN | BAKERSFIELD CA | 181 | $25.9M | $939K |
