Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 9 U.S. retirement plans report holding Principal Life Insurance Company Capital Appreciation Separate Account - in their Schedule of Assets, totaling $11.3M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | TOP NOTCH DISTRIBUTORS, INC. TOP NOTCH DISTRIBUTORS, INC. 401(K) SAVINGS PLAN | HONESDALE PA | 313 | $28.4M | $4.4M |
| 2 | JAPAN TOBACCO INTERNATIONAL USA INC JAPAN TOBACCO INTERNATIONAL U.S.A., INC. 401(K) SAVINGS PLAN | RALEIGH NC | 449 | $37.9M | $2.0M |
| 3 | TRECORA LLC TRECORA LLC 401(K) PLAN |
THE WOODLANDS TX |
| 273 |
| $39.8M |
| $2.0M |
| 4 | DANT CLAYTON CORPORATION DANT CLAYTON CORPORATION 401(K) RETIREMENT PLAN | LOUISVILLE KY | 175 | $13.4M | $931K |
| 5 | WOLVERINE BUILDING GROUP, INC. WOLVERINE BUILDING GROUP, INC. SAVINGS AND RETIREMENT PLAN | GRAND RAPIDS MI | 198 | $19.2M | $831K |
| 6 | THE COLLECTION, LLC THE COLLECTION LLC 401(K) PLAN | CORAL GABLES FL | 496 | $27.9M | $397K |
| 7 | CARIBOU MEDICAL CENTER PLAN CARIBOU MEDICAL CENTER EMPLOYEE RETIREMENT PLAN | SODA SPRINGS ID | 220 | $14.3M | $366K |
| 8 | JEFFREY CHAIN, L.P. JEFFREY CHAIN, L.P. 401(K) RETIREMENT SAVINGS PLAN | MORRISTOWN TN | 215 | $12.2M | $352K |
| 9 | ROERS COMPANIES ROERS COMPANIES 401(K) PLAN | PLYMOUTH MN | 348 | $8.9M | $4K |
