Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Principal Capital Appreciation SA-Z Pooled separate account in their Schedule of Assets, totaling $5.4M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | EMPIRE MERCHANTS, LLC EMPIRE MERCHANTS, LLC 401(K) PLAN FOR UNION MEMBERS | BROOKLYN NY | 949 | $91.9M | $5.2M |
| 2 | IR LABS DE, LLC IR LABS DE, LLC 401(K) PLAN | WEST DES MOINES IA | 52 | $4.8M | $147K |
| 3 | ERICKSON IMMIGRATION GROUP ERICKSON IMMIGRATION GROUP RETIREMENT PLAN |
ARLINGTON VA |
| 190 |
| $16.3M |
| $72K |
