Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 2 U.S. retirement plans report holding Party-in-interest to the Plan (b) Department of Labor Regulation 2520.103-11(d) allows the exclusion of participant directed in their Schedule of Assets, totaling $5K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | ALBERTELLI LAW ALBERTELLI LAW 401(K) PLAN | TAMPA FL | 188 | $7.3M | $3K |
| 2 | SPF MGT. CO., LLC SPF MGT. CO., LLC EMPLOYEES' RETIREMENT PLAN | TAMPA FL | 184 | $4.2M | $3K |
