Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Harbor Small Cap Growth Instl in their Schedule of Assets, totaling $4.1M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | TRINITY INDUSTRIES, INC. TRINITY INDUSTRIES, INC. 401(K) PLAN AS RESTATED EFFECTIVE AUGUST 1, 2020 | DALLAS TX | 2,890 | $385.9M | $3.9M |
| 2 | RISK THEORY MANAGEMENT, LLC RISK THEORY MANAGEMENT, LLC 401(K) PLAN | ADDISON TX | 432 | $12.6M | $163K |
| 3 | GB AUCTIONS, INC. DBA DEALERS AUTO AUCTION |
SPOKANE WA |
| 325 |
| $24.4M |
| $8K |