Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Harbor Capital Harbor Capital Appreciation Fund Retirement Class in their Schedule of Assets, totaling $3.7M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | PRINCIPLE BUSINESS ENTERPRISES, INC. PRINCIPLE BUSINESS ENTERPRISES, INC. 401(K) PROFIT SHARING PLAN | DUNBRIDGE OH | 289 | $25.2M | $2.5M |
| 2 | ORION ENERGY SYSTEMS, INC. ORION ENERGY SYSTEMS, INC. 401(K) PLAN | MANITOWOC AL | 203 | $11.6M | $746K |
| 3 | EMTRO, LLC DBA EMT INTERNATIONAL |
HOBART WI |
| 136 |
| $12.2M |
| $411K |
