Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 4 U.S. retirement plans report holding ClearBridge Funds ClearBridge Appreciation Fund Mutual Fund in their Schedule of Assets, totaling $6.0M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) PLAN | BUFFALO NY | 9,204 | $343.5M | $4.5M |
| 2 | WHEELING ISLAND GAMING, INC. DELAWARE NORTH COMPANIES GAMING AND ENTERTAINMENT INC. WEST VIRGINIA RETIREMENT SAVINGS PLAN | BUFFALO NY | 734 | $28.7M | $753K |
| 3 | DELAWARE NORTH COMPANIES, INCORPORATED |
BUFFALO NY |
| 2,534 |
| $60.5M |
| $595K |
| 4 | BOSTON PROFESSIONAL HOCKEY ASSOCIATION, INC. BOSTON BRUINS EMPLOYEES 401(K) SAVINGS & INVESTMENT PLAN | BUFFALO NY | 268 | $21.7M | $122K |
