Connor, Clark & LUNN Investment Management Ltd. (EIN 98-1299598) files Form 5500 as a direct filing entity (DFE) — a pooled investment vehicle such as a collective trust, master trust, or 103-12 entity that employer plans invest in, not an employer-sponsored plan. Its 1 filing reports $1.1B in assets.
| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| CC&L Q Emerging Markets Equity Fund LP | 001 | 0 | $1.1B |
98-1299598 is the Employer Identification Number (EIN) Connor, Clark & LUNN Investment Management Ltd. reports on its Form 5500 filings as a direct filing entity. DFEs are pooled investment vehicles — collective trusts, master trusts, and similar entities — that file their own Form 5500 so the employer plans investing in them can reference it on Schedule D. A DFE has no employees or participants of its own.
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