Neuberger Berman Investment Advisers LLC
Neuberger Berman Investment Advisers LLC (EIN 81-4341513) files Form 5500 as a direct filing entity (DFE) — a pooled investment vehicle such as a collective trust, master trust, or 103-12 entity that employer plans invest in, not an employer-sponsored plan. Its 1 filing reports $1.6B in assets.
Form 5500 filings under EIN 81-4341513
Form 5500 search →| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| Neuberger Berman U.S. Equity Index Putwrite Fund LLC | 001 | 0 | $1.6B |
About this EIN
81-4341513 is the Employer Identification Number (EIN) Neuberger Berman Investment Advisers LLC reports on its Form 5500 filings as a direct filing entity. DFEs are pooled investment vehicles — collective trusts, master trusts, and similar entities — that file their own Form 5500 so the employer plans investing in them can reference it on Schedule D. A DFE has no employees or participants of its own.
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