Schroder Investment Management North America Inc. (EIN 13-6877903) files Form 5500 as a direct filing entity (DFE) — a pooled investment vehicle such as a collective trust, master trust, or 103-12 entity that employer plans invest in, not an employer-sponsored plan. Its 2 filings report $1.5B in assets.
| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| Schroder Emerging Markets Fund | 001 | 0 | $1.2B |
| Schroder International Small Companies Fund | 004 | 0 | $291.0M |
13-6877903 is the Employer Identification Number (EIN) Schroder Investment Management North America Inc. reports on its Form 5500 filings as a direct filing entity. DFEs are pooled investment vehicles — collective trusts, master trusts, and similar entities — that file their own Form 5500 so the employer plans investing in them can reference it on Schedule D. A DFE has no employees or participants of its own.
Find other employers in the same state on New York EIN lookup, or run a Form 5500 search to pull any company’s filing. New to these filings? Start with What is Form 5500?
