Northrop Grumman Corporation (EIN 13-6692740) files Form 5500 as a direct filing entity (DFE) — a pooled investment vehicle such as a collective trust, master trust, or 103-12 entity that employer plans invest in, not an employer-sponsored plan. Its 10 filings report $31.7B in assets.
| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| NG DB MT Fixed Income Fund | 008 | 0 | $13.0B |
| NG DB MT Global Equity Fund | 016 | 0 | $8.7B |
| NG DB MT Alternative Investments Fund | 007 | 0 | $6.7B |
| NG DB MT Private Credit Fund | 021 | 0 | $1.8B |
| NG DB MT Fixed Income Pool 10 Fund | 020 | 0 | $690.3M |
13-6692740 is the Employer Identification Number (EIN) Northrop Grumman Corporation reports on its Form 5500 filings as a direct filing entity. DFEs are pooled investment vehicles — collective trusts, master trusts, and similar entities — that file their own Form 5500 so the employer plans investing in them can reference it on Schedule D. A DFE has no employees or participants of its own.
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| NG DB MT Money Market Fund | 012 | 0 | $654.2M |
| NG DB MT Cigna/Prudential GIC | 019 | 0 | $36.4M |
| NG DB MT John Hancock GIC | 018 | 0 | $1.3M |
| NG DB MT Equity Fund | 001 | 0 | $0 |
| NG DB MT NON-US Equity Fund | 015 | 0 | $0 |