Rhumbline Advisers Corp. (EIN 04-3345692) files Form 5500 as a direct filing entity (DFE) — a pooled investment vehicle such as a collective trust, master trust, or 103-12 entity that employer plans invest in, not an employer-sponsored plan. Its 1 filing reports $1.4B in assets.
| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| Rhumbline Mid-Cap Index Fund Pooled Trust | 001 | 0 | $1.4B |
04-3345692 is the Employer Identification Number (EIN) Rhumbline Advisers Corp. reports on its Form 5500 filings as a direct filing entity. DFEs are pooled investment vehicles — collective trusts, master trusts, and similar entities — that file their own Form 5500 so the employer plans investing in them can reference it on Schedule D. A DFE has no employees or participants of its own.
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