What public Form 5500 filings show about the Whaley Asset Management LLC 401(k) plan — and how to find and check your own account.
Whaley Asset Management LLC (EIN 85-0931571) reports WHALEY ASSET MANAGEMENT LLC on its most recent Form 5500, with $204K in plan assets across 9 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Whaley Asset Management LLC filing — schedules, fees, and providers.
Whaley Asset Management LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Whaley Asset Management LLCHR for the recordkeeper’s name and login.
