What public Form 5500 filings show about the Wertz York Capital Management Group, LLC DBA DEEP Blue Investment ADVI 401(k) plan — and how to find and check your own account.
Wertz York Capital Management Group, LLC DBA DEEP Blue Investment ADVI (EIN 59-3641272) reports DEEP BLUE INVESTMENT ADVISORS 401(K) PROFIT SHARING PLAN on its most recent Form 5500, with $2.4M in plan assets across 18 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Wertz York Capital Management Group, LLC DBA DEEP Blue Investment ADVI filing — schedules, fees, and providers.
Wertz York Capital Management Group, LLC DBA DEEP Blue Investment ADVI’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Wertz York Capital Management Group, LLC DBA DEEP Blue Investment ADVIHR for the recordkeeper’s name and login.
