UTA LLC DBA Uptown Advisors 401(k) Plan

The UTA LLC DBA Uptown Advisors 401(k) on its latest Form 5500

UTA LLC DBA Uptown Advisors (EIN 87-1647142) reports UPTOWN ADVISORS 401(K) PLAN on its most recent Form 5500, with $519K in plan assets across 2 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full UTA LLC DBA Uptown Advisors filing — schedules, fees, and providers.

Who runs the UTA LLC DBA Uptown Advisors 401(k)?

UTA LLC DBA Uptown Advisors’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask UTA LLC DBA Uptown AdvisorsHR for the recordkeeper’s name and login.

How to check your UTA LLC DBA Uptown Advisors 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask UTA LLC DBA Uptown Advisors HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).