Upstate LUNG & Critical Care SPE 401(k) Plan

The Upstate LUNG & Critical Care SPE 401(k) on its latest Form 5500

Upstate LUNG & Critical Care SPE (EIN 57-0962059) reports UPSTATE LUNG AND RESEARCH GROUPS 401(K) PLAN on its most recent Form 5500, with $1.4M in plan assets across 24 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Upstate LUNG & Critical Care SPE filing — schedules, fees, and providers.

Who runs the Upstate LUNG & Critical Care SPE 401(k)?

Upstate LUNG & Critical Care SPE’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Upstate LUNG & Critical Care SPEHR for the recordkeeper’s name and login.

How to check your Upstate LUNG & Critical Care SPE 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Upstate LUNG & Critical Care SPE HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).