What public Form 5500 filings show about the United Capital Financial Advisors, LLC 401(k) plan — and how to find and check your own account.
United Capital Financial Advisors, LLC (EIN 27-0493248) reports UNITED CAPITAL FINANCIAL ADVISORS EMPLOYER RETIREMENT CONTRIBUTION PLAN on its most recent Form 5500, with $29.2M in plan assets across 270 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full United Capital Financial Advisors, LLC filing — schedules, fees, and providers.
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Principal, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your United Capital Financial Advisors, LLC 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): CREATIVE PLANNING, MAVEN CLINIC CO, DELTA DENTAL OF KANSAS.
