What public Form 5500 filings show about the Ultimus Fund Solutions, LLC 401(k) plan — and how to find and check your own account.
Ultimus Fund Solutions, LLC (EIN 31-1663251) reports ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN on its most recent Form 5500, with $87.0M in plan assets across 1,025 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Ultimus Fund Solutions, LLC filing — schedules, fees, and providers.
Ultimus Fund Solutions, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Ultimus Fund Solutions, LLCHR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): PENSION OF AMERICA, PCA INVESTMENT ADVISORY SERVICES, CASSADY SCHILLER & ASSOCIATES.
