What public Form 5500 filings show about the Tradewinds Capital Management 401(k) plan — and how to find and check your own account.
Tradewinds Capital Management (EIN 35-2429157) reports TRADEWINDS CAPITAL MANAGEMENT 401(K) PLAN on its most recent Form 5500, with $3.2M in plan assets across 11 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Tradewinds Capital Management filing — schedules, fees, and providers.
Tradewinds Capital Management’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Tradewinds Capital ManagementHR for the recordkeeper’s name and login.
