What public Form 5500 filings show about the The Compliance Institute, LLC d/b/a Compliagent 401(k) plan — and how to find and check your own account.
The Compliance Institute, LLC d/b/a Compliagent (EIN 80-0409652) reports COMPLIAGENT 401(K) PLAN on its most recent Form 5500, with $1.2M in plan assets across 7 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full The Compliance Institute, LLC d/b/a Compliagent filing — schedules, fees, and providers.
The Compliance Institute, LLC d/b/a Compliagent’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask The Compliance Institute, LLC d/b/a CompliagentHR for the recordkeeper’s name and login.
