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Review sample — not indexed. Consumer “[company] 401k” tier pending intent validation.

THE COMPLIANCE GROUP, INC. 401(k) Plan

What public Form 5500 filings show about the THE COMPLIANCE GROUP, INC. 401(k) plan — and how to find and check your own account.

Plan assets
$330K
Participants
1
Plans on file
1

The THE COMPLIANCE GROUP, INC. 401(k) on its latest Form 5500

THE COMPLIANCE GROUP, INC. (EIN 47-0900334) reports THE COMPLIANCE GROUP, INC. 401(K) & PROFIT SHARING PLAN on its most recent Form 5500, with $330K in plan assets across 1 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full THE COMPLIANCE GROUP, INC. filing — schedules, fees, and providers.

Who runs the THE COMPLIANCE GROUP, INC. 401(k)?

THE COMPLIANCE GROUP, INC.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask THE COMPLIANCE GROUP, INC.HR for the recordkeeper’s name and login.

How to check your THE COMPLIANCE GROUP, INC. 401(k)

  • Log in to the plan’s recordkeeper portal (the site on your statements).
  • Ask THE COMPLIANCE GROUP, INC. HR or benefits for the recordkeeper name and enrollment link.
  • Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).
More on this employer: THE COMPLIANCE GROUP, INC. — all Form 5500 filings (EIN 47-0900334) · Arizona employer EIN lookup · Form 5500 search
THE COMPLIANCE GROUP, INC. 401(k) Plan — Form 5500