What public Form 5500 filings show about the SWAN Financial 401(k) plan — and how to find and check your own account.
SWAN Financial (EIN 03-0529199) reports SWAN FINANCIAL RETIREMENT TRUST on its most recent Form 5500, with $63K in plan assets across 21 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full SWAN Financial filing — schedules, fees, and providers.
SWAN Financial’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask SWAN FinancialHR for the recordkeeper’s name and login.
