What public Form 5500 filings show about the Swain & Kates 401(k) plan — and how to find and check your own account.
Swain & Kates (EIN 94-1506848) reports SWAIN & KATES 401K on its most recent Form 5500, with $19K in plan assets across 10 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Swain & Kates filing — schedules, fees, and providers.
Swain & Kates’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Swain & KatesHR for the recordkeeper’s name and login.
