SMB Probation Center, Inc. DBA Tri-Cap 401(k) Plan

The SMB Probation Center, Inc. DBA Tri-Cap 401(k) on its latest Form 5500

SMB Probation Center, Inc. DBA Tri-Cap (EIN 38-2828438) reports TRI-CAP RETIREMENT PLAN on its most recent Form 5500, with $1.5M in plan assets across 66 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full SMB Probation Center, Inc. DBA Tri-Cap filing — schedules, fees, and providers.

Who runs the SMB Probation Center, Inc. DBA Tri-Cap 401(k)?

SMB Probation Center, Inc. DBA Tri-Cap’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask SMB Probation Center, Inc. DBA Tri-CapHR for the recordkeeper’s name and login.

How to check your SMB Probation Center, Inc. DBA Tri-Cap 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask SMB Probation Center, Inc. DBA Tri-Cap HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).