What public Form 5500 filings show about the SMA Financial Inc. 401(k) plan — and how to find and check your own account.
SMA Financial Inc. (EIN 33-0842064) reports SMA FINANCIAL INC 401(K) P/S PLAN on its most recent Form 5500, with $34K in plan assets across 3 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full SMA Financial Inc. filing — schedules, fees, and providers.
SMA Financial Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask SMA Financial Inc.HR for the recordkeeper’s name and login.
