What public Form 5500 filings show about the Simon Oswald Associates, Inc. 401(k) plan — and how to find and check your own account.
Simon Oswald Associates, Inc. (EIN 43-1701037) reports SIMON OSWALD ASSOCIATES, INC. 401(K) PLAN on its most recent Form 5500, with $2.2M in plan assets across 10 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Simon Oswald Associates, Inc. filing — schedules, fees, and providers.
Simon Oswald Associates, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Simon Oswald Associates, Inc.HR for the recordkeeper’s name and login.
