Shields, LLC DBA 406 Clinic Pharmacy 401(k) Plan

The Shields, LLC DBA 406 Clinic Pharmacy 401(k) on its latest Form 5500

Shields, LLC DBA 406 Clinic Pharmacy (EIN 81-3720718) reports SHIELDS, LLC 401K PLAN on its most recent Form 5500, with $153K in plan assets across 6 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Shields, LLC DBA 406 Clinic Pharmacy filing — schedules, fees, and providers.

Who runs the Shields, LLC DBA 406 Clinic Pharmacy 401(k)?

Shields, LLC DBA 406 Clinic Pharmacy’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Shields, LLC DBA 406 Clinic PharmacyHR for the recordkeeper’s name and login.

How to check your Shields, LLC DBA 406 Clinic Pharmacy 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Shields, LLC DBA 406 Clinic Pharmacy HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).