ROCKEFELLER FINANCIAL SERVICES, INC. 401(k) Plan
What public Form 5500 filings show about the ROCKEFELLER FINANCIAL SERVICES, INC. 401(k) plan — and how to find and check your own account.
The ROCKEFELLER FINANCIAL SERVICES, INC. 401(k) on its latest Form 5500
ROCKEFELLER FINANCIAL SERVICES, INC. (EIN 13-3306788) reports ROCKEFELLER 401(K) SAVINGS AND RETIREMENT PLAN on its most recent Form 5500, with $233.0M in plan assets across 1,360 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full ROCKEFELLER FINANCIAL SERVICES, INC. filing — schedules, fees, and providers.
Who runs the ROCKEFELLER FINANCIAL SERVICES, INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Empower, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your ROCKEFELLER FINANCIAL SERVICES, INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): SAGEVIEW ADVISORY GROUP, JOHN HANCOCK LIFE INSURANCE, CROWE LLP.
How to check your ROCKEFELLER FINANCIAL SERVICES, INC. 401(k)
- Log in to Empower’s participant portal (the site on your statements).
- Ask ROCKEFELLER FINANCIAL SERVICES, INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).