What public Form 5500 filings show about the Rockefeller Financial Services, Inc. 401(k) plan — and how to find and check your own account.
Rockefeller Financial Services, Inc. (EIN 13-3006574) reports ROCKEFELLER 401(K) SAVINGS AND RETIREMENT PLAN on its most recent Form 5500, with $236.5M in plan assets across 1,350 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Rockefeller Financial Services, Inc. filing — schedules, fees, and providers.
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Empower, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Rockefeller Financial Services, Inc. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): CROWE LLP, SAGEVIEW ADVISORY GROUP.
