ROACH AND SMITH DISTRIBUTORS, INC. 401(k) Plan
What public Form 5500 filings show about the ROACH AND SMITH DISTRIBUTORS, INC. 401(k) plan — and how to find and check your own account.
The ROACH AND SMITH DISTRIBUTORS, INC. 401(k) on its latest Form 5500
ROACH AND SMITH DISTRIBUTORS, INC. (EIN 81-0300846) reports ROACH & SMITH DISTRIBUTORS, INC. RETIREMENT PLAN & TRUST on its most recent Form 5500, with $14.7M in plan assets across 187 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full ROACH AND SMITH DISTRIBUTORS, INC. filing — schedules, fees, and providers.
Who runs the ROACH AND SMITH DISTRIBUTORS, INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Capital Group (American Funds), based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your ROACH AND SMITH DISTRIBUTORS, INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): UBS FINANCIAL SERVICES.
How to check your ROACH AND SMITH DISTRIBUTORS, INC. 401(k)
- Log in to Capital Group (American Funds)’s participant portal (the site on your statements).
- Ask ROACH AND SMITH DISTRIBUTORS, INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).