What public Form 5500 filings show about the River Rock Trading LLC 401(k) plan — and how to find and check your own account.
River Rock Trading LLC (EIN 81-4703977) reports RIVER ROCK TRADING LLC 401(K) PROFIT SHARING PLAN & TRUST on its most recent Form 5500, with $110K in plan assets across 1 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full River Rock Trading LLC filing — schedules, fees, and providers.
River Rock Trading LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask River Rock Trading LLCHR for the recordkeeper’s name and login.
