Richard Berman and Company, Inc. DBA Berman and Company, Inc. 401(k) Plan

The Richard Berman and Company, Inc. DBA Berman and Company, Inc. 401(k) on its latest Form 5500

Richard Berman and Company, Inc. DBA Berman and Company, Inc. (EIN 52-1536666) reports BERMAN AND COMPANY, INC. PROFIT SHARING PLAN AND TRUST on its most recent Form 5500, with $4.9M in plan assets across 21 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Richard Berman and Company, Inc. DBA Berman and Company, Inc. filing — schedules, fees, and providers.

Who runs the Richard Berman and Company, Inc. DBA Berman and Company, Inc. 401(k)?

Richard Berman and Company, Inc. DBA Berman and Company, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Richard Berman and Company, Inc. DBA Berman and Company, Inc.HR for the recordkeeper’s name and login.

How to check your Richard Berman and Company, Inc. DBA Berman and Company, Inc. 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Richard Berman and Company, Inc. DBA Berman and Company, Inc. HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).