What public Form 5500 filings show about the RIA Advisory LLC 401(k) plan — and how to find and check your own account.
RIA Advisory LLC (EIN 81-4440353) reports RIA ADVISORY LLC 401(K) on its most recent Form 5500, with $7.1M in plan assets across 96 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full RIA Advisory LLC filing — schedules, fees, and providers.
RIA Advisory LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask RIA Advisory LLCHR for the recordkeeper’s name and login.
