What public Form 5500 filings show about the Regal Wealth Advisors SC, LLC 401(k) plan — and how to find and check your own account.
Regal Wealth Advisors SC, LLC (EIN 82-4307871) reports REGAL WEALTH ADVISORS SC, LLC 401(K) PS PLAN on its most recent Form 5500, with $444K in plan assets across 5 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Regal Wealth Advisors SC, LLC filing — schedules, fees, and providers.
Regal Wealth Advisors SC, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Regal Wealth Advisors SC, LLCHR for the recordkeeper’s name and login.
