Northern Lights Advisors Inc. 401(k) Plan

The Northern Lights Advisors Inc. 401(k) on its latest Form 5500

Northern Lights Advisors Inc. (EIN 90-0968742) reports NORTHERN LIGHTS ADVISORS, INC. 401(K) PLAN on its most recent Form 5500, with $4K in plan assets across 2 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Northern Lights Advisors Inc. filing — schedules, fees, and providers.

Who runs the Northern Lights Advisors Inc. 401(k)?

Northern Lights Advisors Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Northern Lights Advisors Inc.HR for the recordkeeper’s name and login.

How to check your Northern Lights Advisors Inc. 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Northern Lights Advisors Inc. HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).