Nomura Securities International, Inc. 401(k) Plan

The Nomura Securities International, Inc. 401(k) on its latest Form 5500

Nomura Securities International, Inc. (EIN 13-2642206) reports NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN on its most recent Form 5500, with $1.2B in plan assets across 2,190 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Nomura Securities International, Inc. filing — schedules, fees, and providers.

Who runs the Nomura Securities International, Inc. 401(k)?

The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Vanguard, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Nomura Securities International, Inc. 401(k).

Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): VANGUARD ADVISERS.

How to check your Nomura Securities International, Inc. 401(k)

• Log in to Vanguard’s participant portal (the site on your statements).
• Ask Nomura Securities International, Inc. HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).