What public Form 5500 filings show about the Nichols Cauley & Associates, LLC 401(k) plan — and how to find and check your own account.
Nichols Cauley & Associates, LLC (EIN 58-2475857) reports NICHOLS CAULEY & ASSOCIATES LLC 401K on its most recent Form 5500, with $34.6M in plan assets across 204 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Nichols Cauley & Associates, LLC filing — schedules, fees, and providers.
Nichols Cauley & Associates, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Nichols Cauley & Associates, LLCHR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): ADMIN AMERICA.