What public Form 5500 filings show about the National Wine & Spirits, Inc. 401(k) plan — and how to find and check your own account.
National Wine & Spirits, Inc. (EIN 35-2064429) reports THE NWS 401(K) PLAN on its most recent Form 5500, with $11.5M in plan assets across 17 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full National Wine & Spirits, Inc. filing — schedules, fees, and providers.
National Wine & Spirits, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask National Wine & Spirits, Inc.HR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): USI CONSULTING GROUP, KATZ SAPPER & MILLER, CHARLES SCHWAB BANK, AXIA ADVISORY CORPORATOIN.
