What public Form 5500 filings show about the Level III Transactions LLC 401(k) plan — and how to find and check your own account.
Level III Transactions LLC (EIN 81-2742948) reports LEVEL III TRANSACTIONS 401(K) PLAN on its most recent Form 5500, with $47K in plan assets across 7 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Level III Transactions LLC filing — schedules, fees, and providers.
Level III Transactions LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Level III Transactions LLCHR for the recordkeeper’s name and login.
