What public Form 5500 filings show about the Heick Hester Smith & Associates, 401(k) plan — and how to find and check your own account.
Heick Hester Smith & Associates, (EIN 61-1275187) reports CARDINAL POINTE FINANCIAL GROUP 401(K) PLAN on its most recent Form 5500, with $8.7M in plan assets across 43 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Heick Hester Smith & Associates, filing — schedules, fees, and providers.
Heick Hester Smith & Associates,’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Heick Hester Smith & Associates,HR for the recordkeeper’s name and login.
