Guinness Atkinson Asset Management, Inc. 401(k) Plan

The Guinness Atkinson Asset Management, Inc. 401(k) on its latest Form 5500

Guinness Atkinson Asset Management, Inc. (EIN 98-0534338) reports GAAM 401(K) PLAN on its most recent Form 5500, with $209K in plan assets across 3 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Guinness Atkinson Asset Management, Inc. filing — schedules, fees, and providers.

Who runs the Guinness Atkinson Asset Management, Inc. 401(k)?

Guinness Atkinson Asset Management, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Guinness Atkinson Asset Management, Inc.HR for the recordkeeper’s name and login.

How to check your Guinness Atkinson Asset Management, Inc. 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Guinness Atkinson Asset Management, Inc. HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).