What public Form 5500 filings show about the Focus Wealth Planning Inc. 401(k) plan — and how to find and check your own account.
Focus Wealth Planning Inc. (EIN 83-0838150) reports FOCUS FINANCIAL ADVISORS 401(K) PLAN on its most recent Form 5500, with $268K in plan assets across 3 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Focus Wealth Planning Inc. filing — schedules, fees, and providers.
Focus Wealth Planning Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Focus Wealth Planning Inc.HR for the recordkeeper’s name and login.
