What public Form 5500 filings show about the Dot Compliance, Inc. 401(k) plan — and how to find and check your own account.
Dot Compliance, Inc. (EIN 85-1367412) reports DOT COMPLIANCE, INC. 401(K) PLAN on its most recent Form 5500, with $1.8M in plan assets across 49 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Dot Compliance, Inc. filing — schedules, fees, and providers.
Dot Compliance, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Dot Compliance, Inc.HR for the recordkeeper’s name and login.
