What public Form 5500 filings show about the Doherty Financial Services 401(k) plan — and how to find and check your own account.
Doherty Financial Services (EIN 06-1624388) reports DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN on its most recent Form 5500, with $3.1M in plan assets across 6 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Doherty Financial Services filing — schedules, fees, and providers.
Doherty Financial Services’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Doherty Financial ServicesHR for the recordkeeper’s name and login.
