What public Form 5500 filings show about the Diversified Group Brokerage Corp. 401(k) plan — and how to find and check your own account.
Diversified Group Brokerage Corp. (EIN 06-1029392) reports DIVERSIFIED GROUP BROKERAGE CORP. PROFIT SHARING & EE TAX DEFERRED ACC PLAN on its most recent Form 5500, with $11.5M in plan assets across 72 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Diversified Group Brokerage Corp. filing — schedules, fees, and providers.
Diversified Group Brokerage Corp.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Diversified Group Brokerage Corp.HR for the recordkeeper’s name and login.
