DAIWA CAPITAL MARKETS AMERICA INC. 401(k) Plan
What public Form 5500 filings show about the DAIWA CAPITAL MARKETS AMERICA INC. 401(k) plan — and how to find and check your own account.
The DAIWA CAPITAL MARKETS AMERICA INC. 401(k) on its latest Form 5500
DAIWA CAPITAL MARKETS AMERICA INC. (EIN 13-5680329) reports DAIWA CAPITAL MARKETS AMERICA INC. RETIREMENT INVESTMENT PLAN on its most recent Form 5500, with $155.1M in plan assets across 301 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full DAIWA CAPITAL MARKETS AMERICA INC. filing — schedules, fees, and providers.
Who runs the DAIWA CAPITAL MARKETS AMERICA INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Merrill (Bank of America), based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your DAIWA CAPITAL MARKETS AMERICA INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): PKF O CONNOR DAVIES LLP.
How to check your DAIWA CAPITAL MARKETS AMERICA INC. 401(k)
- Log in to Merrill (Bank of America)’s participant portal (the site on your statements).
- Ask DAIWA CAPITAL MARKETS AMERICA INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).